Trevor J. Lange

CEROS FINANCIAL SERVICES

Rockville, MD 20850

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CRD#: 1554539

Professional summary

Trevor J Lange, who also goes by Trevor Joel Lange, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.

Trevor is registered as a RR (Registered Representative) and started their career in finance in 1986. Trevor has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Trevor Joel Lange

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor J Lange's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2022 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 1445 Research Boulevard Suite 530, Rockville, MD 20850

CRD#: 37869

Rockville, MD

Past

September 14, 2021 - August 1, 2022

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

March 29, 2018 - November 8, 2019

FIFTH THIRD SECURITIES, INC.

CRD#: 628

NEW YORK, NY

Past

October 29, 2015 - November 8, 2016

BB&T SECURITIES, LLC

CRD#: 142785

HASBROUCK HEIGHTS, NJ

Past

May 29, 2008 - October 30, 2015

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

NEW YORK, NY

Past

June 14, 2006 - April 21, 2008

ABN AMRO INCORPORATED

CRD#: 15776

NEW YORK, NY

Past

October 3, 2005 - October 1, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

November 29, 1995 - October 5, 2005

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

October 22, 1986 - September 29, 1995

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/17/2022)

California
(11/17/2022)

Connecticut
(11/17/2022)

Delaware
(11/17/2022)

Florida
(11/17/2022)

Georgia
(11/17/2022)

Illinois
(11/17/2022)

Maryland
(11/17/2022)

Massachusetts
(11/17/2022)

Michigan
(11/17/2022)

Missouri
(11/17/2022)

New Hampshire
(11/17/2022)

New Jersey
(11/17/2022)

New York
(11/17/2022)

North Carolina
(11/18/2022)

Ohio
(11/17/2022)

Pennsylvania
(11/17/2022)

Vermont
(11/17/2022)

Virginia
(11/17/2022)

Exams

State Security Law Exam

Series 63

Date: 11/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869 / SEC#: , 8-47955

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1445 Research Boulevard Suite 530, Rockville, MD 20850

Mailing Address

1445 Research Boulevard Suite 530, Rockville, MD 20850

Phone number

(866) 842-3356

Established

Massachusetts since 09/30/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DGB HOLDINGS, LLC	OWNER
AYERS-RIGSBY, MARY CATHERINE	PRESIDENT	830349
GOLDWASSER, MARK HARRY	CEO	1334008
GREENE, JON CHRISTOPHER	ROSFP	3202524
HOLLAND, ANGELA LYNNETTE	CHIEF COMPLIANCE OFFICER	3166586
POWELL, KIM ULMAN	CHIEF FINANCIAL OFFICER	6244231
WILSON, DANIEL	AMLCO	6763074

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Trevor J. Lange

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor J Lange's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

BB&T SECURITIES, LLC

KEYBANC CAPITAL MARKETS INC.

ABN AMRO INCORPORATED

LASALLE FINANCIAL SERVICES, INC.

ABN AMRO INCORPORATED

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

FINRA

Nasdaq Stock Market

Current Firm

CEROS FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CEROS FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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