SZ
Shannan S. Zadrowski
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CRD#: 1554277
SZ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannan Shaw Zadrowski, who also goes by Shannan E Shaw, Shannan Elaine Shaw, Shannan E. Shaw Zadrowski, was a registered financial professional .
Shannan is a previously registered financial professional and started their career in finance in 1994. Shannan had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Shannan E Shaw | Shannan Elaine Shaw | Shannan E. Shaw Zadrowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 22, 2014 - February 29, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
LAS VEGAS, NV
Past
October 7, 2014 - February 2, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
LAS VEGAS, NV
Past
November 14, 2013 - February 25, 2014
OSAIC SERVICES, INC.
BD
CRD#: 133763
LAS VEGAS, NV
Past
September 28, 2012 - April 12, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
HENDERSON, NV
Past
March 9, 2012 - April 16, 2013
KESTRA PRIVATE WEALTH SERVICES, LLC
RIA
CRD#: 155193
HENDERSON, NV
Past
February 6, 2012 - September 28, 2012
SPIRE SECURITIES, LLC
BD
CRD#: 144131
HENDERSON, NV
Past
May 3, 2010 - November 26, 2010
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LAS VEGAS, NV
Past
May 3, 2010 - November 26, 2010
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LAS VEGAS, NV
Past
June 1, 2009 - May 6, 2010
MORGAN STANLEY
RIA
CRD#: 149777
LAS VEGAS, NV
Past
June 1, 2009 - May 6, 2010
MORGAN STANLEY
BD
CRD#: 149777
LAS VEGAS, NV
Past
April 28, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
LAS VEGAS, NV
Past
November 20, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
LAS VEGAS, NV
Past
January 1, 2008 - November 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAS VEGAS, NV
Past
February 27, 1995 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LAS VEGAS, NV
Past
August 2, 1994 - January 31, 1995
UNION EQUITY PARTNERS, INC.
BD
CRD#: 28890
LAS VEGAS, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FIRST ALLIED ADVISORY SERVICES, INC.
"MONEY MAKE OVER"; FPA OF SAN JUAQUIN | CLOVER WEALTH MANAGEMENT, LTD | CLARK FINANCIAL GROUP LLC | CLARITY FINANCIAL SERVICES | CIMCO WEALTH ADVISORS | CIMCO PRIVATE WEALTH | CHRISTOPHER S. WRIGHT MANAGEMENT CORPORATION | CHRISTINE TANG INVESTMENTS | CHIP COUGHLIN & COMPANY | CHIP COUGHLIN & CO. | CHICHESTER WOLD FINANCIAL, LLC | CHICHESTER FINANCIAL GROUP LLC | CHESTNUT INVESTMENT GROUP | CHARLES R DUNN INVESTMENT ADVISORS | CENTER FOR FINANCIAL SOLUTIONS WEALTH MANAGEMENT | CATER WEALTH MANAGEMENT | CATER ENTERPRISES | CASTLEROCK INSURANCE GROUP | CASTLE ROCK WEALTH MANAGEMENT | CASSEDY FINANCIAL GROUP, INC. | CAROLINA CAPITAL GROUP, INC. | CARNS FINANCIAL GROUP | CARLTON WEALTH MANAGEMENT, LLC | CARLTON MACLACHLAN, LLC | CARDINAL WEALTH MANAGEMENT | CARD INVESTMENT GROUP, INC. | CAPITAL ROCK ADVISORS | CAPITAL MANAGEMENT WEALTH AND RETIREMENT PLANNING | CAPITAL LEGACY INVESTEMENTS, LLC | CAPITAL INVESTMENT MANAGEMENT | CAPITAL CONCEPTS | CAPITAL ASSET MANAGEMENT, LLC | CAPITAL ASPECTS | CAMPANALE CONSULTING GROUP LLC | CAMBRIDGE FINANCIAL GROUP LLC | CALIFORNIA RETIREMENT ADVISORS GROUP | CADUCEUS CONSULTING ENTERPRISES, LLC | CADUCEUS CONSULTING ALLIANCE PARTNER | CADUCEUS CONSULTING | BYERLY WEALTH MANAGEMENT | BURGDORF & ASSOCIATES WEALTH MANAGERS, INC. | BULL CHIP | BSB FINANCIAL SERVICES | BRUNETTE AND ASSOCIATES, LLC | BRUNETTE & ASSOCIATES | BROOKS INVESTMENT GROUP | BROOKS FINANCIAL SERVICES | BRENTMARK SOFTWARE INC | BRADY-RAEBER EQUITY FINANCIAL SERVICES | BRADFORD WEALTH MANAGEMENT, LLC | BOLTON CAPITAL MANAGEMENT, INC. | BOGGS AND ASSOCIATES WEALTH ADVISORS | BOGGS & BENTON WEALTH ADVISORS | BOGGS & BENTON | BLUE SKY FINANCIAL GROUP | BLOOMFIELD HILLS FINANCIAL | BISHOP FINANCIAL ADVISORS | BIERMAIER FINANCIAL MANAGEMENT | BIAGINI GRASSI ADVISORY GROUP, LLC | BHMR FINANCIAL SERVICES, INC. | BH WEALTH MANAGEMENT LLC | BERMAN FINANCIAL SERVICES | BERKELEY WEALTH PROFESSIONALS, PLLC | BENSON FINANCIAL SERVICES, INC. | BENNAJI GROUP | BELANGER AND ASSOCIATES, INC. | BAY CLIADAKIS & ASSOCIATES | BAY AREA RETIREMENT SOLUTIONS | BAUGHMAN WEALTH ADVISORS, INC | BAUGHMAN FINANCIAL GROUP | BAKER & COMPANY ADVISORY GROUP, INC. | BAHARY FINANCIAL GROUP | BAAM SECURITIES AND WEALTH MANAGEMENT, LLC | AXIS WEALTH PLANNING, LLC | AW WEALTH ADVISORY | AVISO WEALTH MANAGEMENT | AVISO FINANCIAL, LLC | AUBERT INSURANCE AGENCY | ATLAS METALS | ASSET PLANNING STRATEGIES LLC | ASSET PLANNING CONSULTANTS, INC. | ASSET ADVISORY SERVICES | ASCENT FINANCIAL GROUP, LLC | ART OF LEADERSHIP | ARMSTRONG & ASSOCIATES | ARCHE WEALTH MANAGEMENT | APPLIED FINANCIAL MANAGEMENT, LLC | APPLE INVESTMENT MANAGEMENT, LLC | APEX WEALTH MANAGEMENT | ANNUITY ADVISORS | ANIMAS CAPITAL MANAGEMENT | ANDERSON THORNTON FINANCIAL LLC | ANDERSON THORNTON | ANCHOR POINT WEALTH MANAGEMENT | ANALYTIC WEALTH STRATEGIES | AMWELL RIDGE WEALTH MANAGEMENT | AMERIFIRST FINANCIAL ASSOCIATES | AMERICAN RETIREMENT SOLUTIONS | AMERICAN FINANCIAL MARKETING | AMERICAN CONSUMER FINANCIAL NETWORK | AMERICA'S WEALTH MANAGEMENT SHOW | AMERICA'S FIRST FINANCIAL CORP | ALTUM WEALTH ADVISORS | ALLMAN CONSULTING, LLC | ALLIES 21, LLC | ALLIANCE WEALTH MANAGEMENT | ALEXANDER FINANCIAL SERVICES, INC. | ALESSANDRA CAPITAL MANAGEMENT LLC | ALDRIDGE FINANCIAL LLC | ALBURNS FINANCIAL SERVICES, INC. | AIM REINVESTMENTS, LLC | AIM GROUP | AGNONE AND ASSOCIATES FINANCIAL SERVICES | AGNONE & ASSOCIATES, LLC | AFG WEALTH MANAGEMENT | ADVANCED WEALTH STRATEGIES LLC | ADVANCED WEALTH STRATEGIES GROUP | ADVANCED WEALTH STRATEGIES | ADVANCED WEALTH PLANNING | ADVANCED WEALTH MANAGEMENT SOLUTIONS | ADVANCED WEALTH MANAGEMENT | ADVANCED LEGACY STRATEGIES | ADVANCED FINANCIAL SERVICES | ADVANCED EQUITIES ASSET MANAGEMENT | ADVANCED EQUITIES ADVISORY SERVICES, INC. | ADVANCED CORPORATE PLANNING | ADVANCED CAPITAL MANAGEMENT | ADAMS FINANCIAL SERVICES, PA | ACM FINANCIAL SERVICES, INC. | ACCARDI FINANCIAL GROUP, INC. OF BOSTON | ACCARDI FINANCIAL GROUP, INC. | ACCARDI FINANCIAL GROUP OF THE PALM BEACHES | ABUNDANT LIFE INVESTMENTS | ABSOLUTE WEALTH ADVISORS, INC | A-1 FINANCIAL | 401(K) ALLIANCE | 1ST CRESCENT WEALTH MANAGEMENT...
CRD#: 137888 / SEC#: 801-66653
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Contact information
Main Address
655 W. Broadway 12th Floor, San Diego, CA 92101
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
