Peter L. Newman
Professional summary
Peter L Newman, who also goes by Peter Lyall Newman, is a registered financial advisor currently at ELEVATUS WEALTH MANAGEMENT, LLC located in South Burlington, Vermont.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Peter has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter L Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2023 - Present
ELEVATUS WEALTH MANAGEMENT, LLC
November 3, 2014 - July 18, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2014 - July 18, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2013 - March 31, 2014
CLSA AMERICAS, LLC
May 25, 2012 - June 7, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
August 29, 2005 - April 30, 2012
CARIS & COMPANY, INC.
August 16, 2001 - August 3, 2005
THOMAS WEISEL PARTNERS LLC
August 28, 1995 - July 18, 2001
BMO CAPITAL MARKETS CORP.
January 21, 1987 - July 25, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
ELEVATUS WEALTH MANAGEMENT, LLC
CRD#: 325629 / SEC#: 801-127608
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/14/2023)
Exams
Current Firm
ELEVATUS WEALTH MANAGEMENT, LLC
CRD#: 325629 / SEC#: 801-127608
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,203 |
| AUM (Assets Under Management) | $ 438,067,982 |
Red Flags
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