Kevin M. Adam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Adam was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2013 - November 15, 2016
RNR SECURITIES, L.L.C.
May 24, 2011 - May 16, 2013
GWN SECURITIES INC.
April 27, 2010 - May 25, 2011
RNR SECURITIES, L.L.C.
November 13, 2007 - April 8, 2010
OSAIC FA, INC.
November 30, 2006 - November 1, 2007
VOYA FINANCIAL ADVISORS, INC.
January 16, 2001 - November 16, 2006
NORTHEAST SECURITIES, LLC
January 21, 1999 - March 8, 2001
TOWER SQUARE SECURITIES, INC.
April 4, 1997 - November 19, 1998
NORTHEAST SECURITIES, LLC
June 3, 1996 - April 10, 1997
JARON EQUITIES CORP.
September 26, 1995 - June 13, 1996
INVESTORS ASSOCIATES, INC.
May 17, 1995 - December 15, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
February 26, 1994 - May 18, 1995
FLEET ENTERPRISES, INC.
December 3, 1993 - January 22, 1994
CAPITAL BROKERAGE CORPORATION
January 11, 1993 - November 29, 1993
MARKETING ONE SECURITIES, INC.
October 21, 1986 - November 15, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 21, 1986 - November 15, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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