Thomas L. Gervais
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Leo Gervais, who also goes by Tom Leo Gervais, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2010 - December 4, 2013
SUMMIT CAPITAL PARTNERS LLC
February 2, 2007 - January 4, 2010
PBL CAPITAL
January 5, 2004 - August 17, 2006
BMO CAPITAL MARKETS CORP.
March 22, 2000 - January 6, 2004
RBC CAPITAL MARKETS, LLC
December 8, 1998 - March 23, 2000
BANC ONE CAPITAL MARKETS, INC.
December 20, 1990 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
February 3, 1989 - August 4, 1989
FIRST INTERSTATE DISCOUNT BROKERAGE
September 8, 1988 - January 2, 1989
FIRST INTERSTATE BROKERAGE OF TEXAS, INC.
October 21, 1987 - September 14, 1988
ROTAN MOSLE INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT CAPITAL PARTNERS LLC
CRD#: 152605 / SEC#:
Contact information
Red Flags
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