Roy M. Capshaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Michiel Capshaw, who also goes by Mike Capshaw, Roy Michael Capshaw, was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 1986. Roy had worked at 2 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1990 - July 2, 1992
TOUCHSTONE CAPITAL CORPORATION
September 24, 1986 - September 27, 1989
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TOUCHSTONE CAPITAL CORPORATION
CRD#: 26380 / SEC#: , 8-42519
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
