Adelia C. Chung

PARK AVENUE SECURITIES LLC

Honolulu, HI 96816

Some features on this profile are disabled

CRD#: 1552962

Professional summary

Adelia C Chung, who also goes by Adelia C Dung, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Honolulu, Hawaii.

Adelia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Adelia has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adelia C Dung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SPECTRUM WEALTH MANAGEMENT, LLC- OWNER, ADDRESS: 3468 WAIALAE AVE # 234, HONOLULU, HI 96816, START DATE: 12/01/2016, 160 HOURS PER MONTH/ 120 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 2. REHAB HOSPITAL OF THE PACIFIC- VOLUNTEER BOARD MEMBER, ADDRESS: 226 N KUAKINI ST, HONOLULU, HI 96817, START DATE: 01/01/2012, 2 HOURS PER MONTH/ 2 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 3. STRAUB FOUNDATION- VOLUNTEER BOARD MEMBER, ADDRESS: 55 MERCHANT ST #2600, HONOLULU, HI 96813, START DATE: 10/01/2020, 2 HOURS PER MONTH/ 2 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 4. FRIENDS OF THE UH CANCER CENTER- VOLUNTEER BOARD MEMBER, ADDRESS: PO BOX 61862, HONOLULU, HI 96839, START DATE: 01/01/2009, 4 HOURS PER MONTH/ 4 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 5. ALANA DUNG RESEARCH FOUNDATION- OFFICER, ADDRESS: 3468 WAIALAE AVE #222, HONOLULU, HI 96816, START DATE: 11/01/1997, 2 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 6. YMCA- BOARD MEMBER, ADDRESS: 1441 PALI HWY, HONOLULU, HI 96817, START DATE: 01/01/2015, 1 HOURS PER MONTH/ 1 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 7. TAI YAU CHUNG TRUST- TRUSTEE, ADDRESS: HONOLULU, HI 96817, START DATE: 10/23/2012, 1 HOUR PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 8. NORAH W CHUNG RLT TRUST- TRUSTEE, ADDRESS: HONOLULU, HI 96817, START DATE: 10/23/2012, 10 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 9. RENTAL PROPERTY- LANDLORD, ADDRESS: 158 DOWSETT AVE, HONOLULU, HI 96817, START DATE: 12/01/2000, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 10. RENTAL PROPERTY- LANDLORD, ADDRESS: 1614, 1614A - 1614C 10th Avenue, 1618, 1618A - 1618C 10th Avenue, START DATE: 01/30/1984, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 11. RENTAL PROPERTY- LANDLORD, ADDRESS: 3470 3480 WAIALAE AVE, HONOLULU, HI 96816, START DATE: 02/20/2013, 0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, 12. PROPERTY/CASUAL BROKER- PRODUCTS OTHER THAN GUARDIAN, ADDRESS: 615 PIIKOI ST #1901, HONOLULU, HI 96814, START DATE: 01/01/1990, 40 HOURS PER MONTH/ 40 DURING BUSINESS HOURS, INVESTMENT RELATED, 13. Spectrum Insurance Services, LLC - Owner, Property and Casualty, Start: 02/28/2024, Address: 3468 Waialae Avenue # 234, Honolulu, HI 96816, 40 total hours per month, 20 during securities trading hours, Greater than 10% annual compensation, Investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adelia C Chung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Adelia C Chung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2021 - Present

PARK AVENUE SECURITIES LLC

Office #1: 3468 Waialae Suite 234, Honolulu, HI 96816

RIA

CRD#: 46173

Honolulu, HI

Current

August 13, 2021 - Present

PARK AVENUE SECURITIES LLC

Office #1: 3468 Waialae Suite 234, Honolulu, HI 96816

RIA

CRD#: 46173

Honolulu, HI

Past

December 2, 2016 - August 17, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HONOLULU, HI

Past

December 2, 2016 - August 17, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

HONOLULU, HI

Past

May 10, 2013 - December 23, 2016

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

May 10, 2013 - December 23, 2016

J.W. COLE FINANCIAL, INC.

CRD#: 124583

HONOLULU, HI

Past

February 16, 2011 - May 10, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

RIA

CRD#: 142170

HONOLULU, HI

Past

December 12, 2008 - May 10, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

HONOLULU, HI

Past

October 10, 2006 - February 1, 2011

SPECTRUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 141778

HONOLULU, HI

Past

February 4, 2000 - December 15, 2008

OSAIC WEALTH, INC.

CRD#: 23131

HONOLULU, HI

Past

July 17, 1990 - July 31, 1995

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

July 17, 1990 - February 11, 2000

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

November 13, 1986 - July 24, 1990

WESCO SECURITIES, INC.

CRD#: 6471

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/17/2025)

IAR

Arizona
(9/17/2025)

California
(8/13/2021)

IAR

California
(8/13/2021)

Hawaii
(8/13/2021)

IAR

Hawaii
(8/13/2021)

Nevada
(8/13/2021)

IAR

Nevada
(8/24/2021)

IAR

North Carolina
(8/13/2021)

North Carolina
(8/19/2021)

Oklahoma
(8/13/2021)

IAR

Oklahoma
(8/13/2021)

Oregon
(8/13/2021)

IAR

Oregon
(8/13/2021)

Texas
(8/13/2021)

IAR

Texas
(8/13/2021)

Utah
(8/13/2021)

IAR

Utah
(8/13/2021)

Washington
(8/13/2021)

IAR

Washington
(8/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/1/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

VESTWISE (3/19/2025)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (3/19/2025)

PARK AVENUE SIGNATURE PORTFOLIO (3/19/2025)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adelia C. Chung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adelia C Chung's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Adelia C Chung's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

FINANCIAL ADVISERS OF AMERICA, LLC

FINANCIAL ADVISERS OF AMERICA, LLC

SPECTRUM WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

WESCO SECURITIES, INC.

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1987

SIE

Date: 10/1/2018

Series 6

Date: 11/1/1986

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

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