Glenn E. Best
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Edward Best, who also goes by Ed Best, G Edward Best, Glenn Best, was a registered financial advisor .
Glenn is a previously registered financial advisor and started their career in finance in 1987. Glenn had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 28, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2006 - December 31, 2007
INVESTORS CAPITAL CORP.
June 13, 2006 - December 31, 2007
INVESTORS CAPITAL CORP.
February 13, 2004 - June 12, 2006
GEB FINANCIAL SERVICES GROUP, LLC
March 10, 2003 - May 26, 2006
GEB FINANCIAL SERVICES GROUP, LLC
February 26, 2001 - April 2, 2002
WMA SECURITIES, INC.
January 24, 2000 - July 12, 2000
METROPOLITAN LIFE INSURANCE COMPANY
January 24, 2000 - July 12, 2000
MSI FINANCIAL SERVICES, INC.
May 20, 1996 - December 31, 1997
THE INVESTMENT CENTER, INC.
January 1, 1993 - May 16, 1994
GEB SECURITIES, INC.
May 16, 1988 - July 11, 1990
INDEX SECURITIES, INC.
August 24, 1987 - March 11, 1988
LUX INVESTOR SERVICES CORPORATION
July 29, 1987 - September 15, 1987
RJO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 2/3/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
