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Glenn Edward Best

CRD# 1552930·Registered 1987 - 2007
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Edward Best, who also goes by Ed Best, G Edward Best, Glenn Best, was a registered financial advisor. Glenn was a previously registered financial advisor and started their career in finance 1987 - 2007. Glenn had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 28, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ed Best, G Edward Best, Glenn Best

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Dunedin, FL
October 12, 2006 - December 31, 2007
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Dunedin, FL
June 13, 2006 - December 31, 2007
GEB FINANCIAL SERVICES GROUP, LLC·CRD# 121019
RIA
Clearwater, FL
February 13, 2004 - June 12, 2006
GEB FINANCIAL SERVICES GROUP, LLC·CRD# 121019
BD
Dunedin, FL
March 10, 2003 - May 26, 2006
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
February 26, 2001 - April 2, 2002
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
January 24, 2000 - July 12, 2000
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
January 24, 2000 - July 12, 2000
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
May 20, 1996 - December 31, 1997
GEB SECURITIES, INC.·CRD# 22100
BD
Clearwater, FL
January 1, 1993 - May 16, 1994
INDEX SECURITIES, INC.·CRD# 19540
BD
Chicago, IL
May 16, 1988 - July 11, 1990
LUX INVESTOR SERVICES CORPORATION·CRD# 18424
BD
August 24, 1987 - March 11, 1988
RJO SECURITIES, INC.·CRD# 13586
BD
July 29, 1987 - September 15, 1987

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Current Firm

IC
INVESTORS CAPITAL CORP.

INVESTORS CAPITAL ADVISORY | INVESTORS CAPITAL CORP.

CRD#: 30613 / SEC#: 801-62341, 8-45054
BD
Terminated by SEC on 01/17/2017

Contact Information

Established

Massachusetts since 07/06/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ICA PART 2A BROCHURE & APPENDIX 1 (10/5/2016)

Direct owners and executive officers

NamePositionCRD#
INVESTORS CAPITAL HOLDINGS, LLCOWNER—
BRETON, BERNARD ANDREBD CHIEF COMPLIANCE OFFICER2030660
OLSON, GREGORY ALANSECRETARY2692482
SHELSON, MARK PAULTREASURER1819252
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604

Disclosures

Regulatory Event

22

Arbitration

11

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1986About the Series 3 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Feb 2004About the Series 28 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1993About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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