Anthony J. Mancini
Professional summary
Anthony Joseph Mancini, who also goes by Tony Mancini, is a registered financial advisor currently at ANTHONY J. MANCINI, I.A. located in Palm Springs, California.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Anthony has worked at 10 firms and has passed the Series 63, Series 65, Series 6, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Mancini's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2023 - Present
ANTHONY J. MANCINI, I.A.
January 27, 2005 - December 31, 2005
STUART SECURITIES CORP.
October 1, 1997 - December 31, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
April 29, 1997 - October 1, 1997
USLIFE EQUITY SALES CORP.
April 22, 1996 - April 21, 1997
UNITED CALIFORNIA SECURITIES, INC.
February 22, 1995 - April 19, 1996
SPECTRUM SECURITIES, INC.
January 13, 1994 - December 21, 1994
SECURITIES AMERICA, INC.
April 30, 1991 - January 1, 1994
FINANCIAL WEST GROUP
January 14, 1991 - April 30, 1991
FINANCIAL WEST INVESTMENT GROUP
September 29, 1986 - December 11, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/6/2023)
Exams
Current Firm
ANTHONY J. MANCINI, I.A.
CRD#: 133537 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 6,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
