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Eric Hall Zurla

MIDLAND SECURITIES, LTD
Montclair, NJ
·CRD# 1552257·39 years experience

Professional Summary

Eric Hall Zurla, who also goes by Rick Zurla, is a registered financial advisor currently at MIDLAND SECURITIES, LTD located in Montclair, New Jersey. Eric is registered as a RR (Registered Representative) and started their career in finance in 1987. Eric has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rick Zurla

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MIDLAND SECURITIES, LTD·CRD# 23736
BD
21 Church Street 2nd Floor, Montclair, NJ 07042
October 13, 2015 - Present
BUTLER MUNI, LLC·CRD# 7389
BD
Hoboken, NJ
June 13, 1997 - September 30, 2015
HARTFIELD, TITUS & DONNELLY, LLC·CRD# 7117
BD
Jersey City, NJ
October 20, 1992 - November 5, 1996
R. W. ELLWOOD & CO., INC.·CRD# 7021
BD
New York, NY
March 24, 1987 - November 4, 1992

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Current Firm

MS
MIDLAND SECURITIES, LTD

ANDERSON, CHENEVIERE & CO., LTD | WELLER, ANDERSON, CHENEVIERE & CO., LTD. | WELLER, ANDERSON & CO., LTD. | MIDLAND SECURITIES, LTD

CRD#: 23736 / SEC#: 8-40685
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1605 Lbj Freeway Suite 710, Dallas, TX 75234

Mailing Address

1605 Lbj Freeway Suite 710, Dallas, TX 75234

Phone Number

(469) 522-4309

Established

Texas since 06/11/1985

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN RESERVE SERVICE CORPORATIONLIMITED PARNER—
ALWORTH, JAMES RICHARDBRANCH MANAGER1629135
ARS WINDCHASE, INC.GENERAL PARTNER—
PHILLIPS, BRADFORD ASHLEYCEO/FINOP/CCO1730426

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(12/16/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Hall Zurla's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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