Garrett J. Nenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrett J Nenner, who also goes by Garrett James Nenner, was a registered financial professional .
Garrett is a previously registered financial professional and started their career in finance in 1992. Garrett had worked at 14 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2012 - April 30, 2015
ROSENBLATT SECURITIES INC.
April 21, 2010 - July 30, 2012
MOMENTUM TRADING PARTNERS, LLC
September 1, 2009 - April 22, 2010
MERIDIAN EQUITY PARTNERS, INC.
February 4, 2009 - July 20, 2009
LIGHTHOUSE FINANCIAL GROUP, LLC
April 8, 2008 - May 16, 2008
DASH FINANCIAL TECHNOLOGIES LLC
February 7, 2006 - April 21, 2006
SILVERMAN SECURITIES GROUP, INC.
June 8, 2005 - September 14, 2005
WEISS CAPITAL SECURITIES, INC.
September 24, 2004 - February 10, 2005
TAFFERER TRADING, LLC
April 14, 2004 - August 17, 2004
MILLENCO LLC
August 8, 2000 - March 8, 2002
MLP TRADING CO LLC
September 26, 1997 - May 23, 2000
AMERICAN THIRD MARKET CO., LLC
July 1, 1997 - July 21, 1997
HERBERT YOUNG SECURITIES, INC.
May 2, 1996 - May 20, 1997
DEUTSCHE IXE, LLC
March 18, 1992 - April 9, 1996
JOHN A. LEVIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/2000
Limited Representative-Equity Trader ExamCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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