James J. Lesinski
Professional summary
James Joseph Lesinski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, James had worked at 6 firms, which includes BENJAMIN & JEROLD BROKERAGE I LLC, KEYBANC CAPITAL MARKETS INC., AMERICA NORTHCOAST SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES LLC, PRESCOTT BALL & TURBEN INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2009 - May 12, 2010
BENJAMIN & JEROLD BROKERAGE I, LLC
November 8, 2006 - February 22, 2007
KEYBANC CAPITAL MARKETS INC.
July 5, 2006 - February 28, 2007
KEYBANC CAPITAL MARKETS INC.
October 29, 2004 - February 4, 2005
AMERICA NORTHCOAST SECURITIES, INC.
August 9, 1999 - July 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 1999 - July 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 1990 - June 2, 1999
WELLS FARGO CLEARING SERVICES, LLC
December 23, 1986 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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