Steven M. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Mark Miller, who also goes by Steve Miller, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2011 - September 4, 2013
JUMPSTART SECURITIES, LLC
August 4, 2009 - October 3, 2011
ODEON CAPITAL GROUP LLC
March 7, 2007 - March 30, 2009
STERNE, AGEE & LEACH, INC.
June 1, 2005 - March 1, 2007
FLAGSTONE SECURITIES, LLC
April 11, 2002 - July 9, 2004
PURSUIT PARTNERS LLC
February 24, 1995 - November 6, 1996
NATWEST MARKETS SECURITIES INC.
October 22, 1986 - March 14, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JUMPSTART SECURITIES, LLC
CRD#: 156214 / SEC#: , 8-68773
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINOVATION SYSTEMS, LLC | MEMBER | |
| SELF, JONATHAN ANDREW | PRESIDENT, POO, PFO, AMLCO, CCO | 4497531 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
