HS
Howard N. Stolzer
STOLZER ROTHSCHILD LEVY LLC
Basking Ridge, NJ 07920
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CRD#: 1551722
HS
Professional summary
Howard Neil Stolzer, AIF® is a registered financial advisor currently at STOLZER ROTHSCHILD LEVY LLC located in Basking Ridge, New Jersey.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Howard has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently working with Reedmark Advisers for 10-16 hours per month. We are in the process of merging our businesses together. We expect the process to be complete by the end of July 2023. Shortly thereafter we intend to direct all business from Stolzer Rothschild Levy to Reedmark, and I will continue as a Partner at Reedmark, which is an SEC registered firm. Stolzer Rothschild Levy intends to withdraw as an advisor at that time.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Neil Stolzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 12, 2014 - Present
STOLZER ROTHSCHILD LEVY LLC
Office #1: 233 Mt. Airy Road Suite 100, Basking Ridge, NJ 07920RIA
CRD#: 169817
Basking Ridge, NJ
Past
March 21, 2013 - July 9, 2014
CHADLER INVESTMENT ADVISORY SOLUTIONS, LLC
RIA
CRD#: 165763
FAIRFIELD, NJ
Past
May 8, 2003 - July 9, 2014
BENEFIT SOURCES & SOLUTIONS
RIA
CRD#: 118158
BOUND BROOK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
STOLZER ROTHSCHILD LEVY LLC
AQUITY 401K | STOLZER ROTHSCHILD LEVY LLC | SRL REEDMARK WEALTH MANAGEMENT | LEVY, STOLZER ROTHSCHILD
CRD#: 169817 / SEC#: 801-132576
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)New Jersey
Registered Investment Advisory firm - (5/1/2025 Terminated)New York
Registered Investment Advisory firm - (8/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/12/2014)
IAR
New York(8/2/2023)
Current Firm
SR
STOLZER ROTHSCHILD LEVY LLC
AQUITY 401K | STOLZER ROTHSCHILD LEVY LLC | SRL REEDMARK WEALTH MANAGEMENT | LEVY, STOLZER ROTHSCHILD
CRD#: 169817 / SEC#: 801-132576
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)New Jersey
Registered Investment Advisory firm - (5/1/2025 Terminated)New York
Registered Investment Advisory firm - (8/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
233 Mt. Airy Road Suite 100, Basking Ridge, NJ 07920
Mailing Address
Phone number
(732) 481-2200
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 145,190,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
