Frank J. Zangara
Professional summary
Frank Jack Zangara was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Frank had worked at 8 firms, which includes TASIN & COMPANY INC., ROBERT TODD FINANCIAL CORP., PRUDENTIAL EQUITY GROUP LLC, GRUNTAL & CO. L.L.C., MOSELEY SECURITIES CORPORATION, BEURET & COMPANY LTD., ROONEY PACE INC., STEINBERG & LYMAN.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1995 - February 17, 1999
TASIN & COMPANY, INC.
July 10, 1991 - June 8, 1994
ROBERT TODD FINANCIAL CORP.
June 13, 1990 - May 23, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 7, 1988 - May 30, 1990
GRUNTAL & CO., L.L.C.
February 1, 1988 - March 8, 1988
MOSELEY SECURITIES CORPORATION
February 11, 1987 - January 12, 1988
BEURET & COMPANY, LTD.
November 19, 1986 - February 3, 1987
ROONEY, PACE INC.
September 24, 1986 - November 17, 1986
STEINBERG & LYMAN
State Registrations and Notice Filings
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Exams
Current Firm
TASIN & COMPANY, INC.
CRD#: 30709 / SEC#: , 8-45103
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 15 |
Red Flags
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