Russell S. Baker
Professional summary
Russell Stephen Baker, who also goes by Russell S Baker, is a registered financial advisor currently at NEXT LEVEL PRIVATE LLC located in Harrison, New York.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Russell has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Russell Stephen Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2022 - Present
NEXT LEVEL PRIVATE LLC
Office #1: 500 Mamaroneck Avenue Suite 501, Harrison, NY 10528December 7, 2015 - February 5, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
October 29, 2007 - April 28, 2015
DAIWA CAPITAL MARKETS AMERICA INC.
January 9, 2003 - October 31, 2007
J.P. MORGAN SECURITIES LLC
March 28, 2000 - January 17, 2003
MIZUHO SECURITIES USA LLC
December 20, 1996 - March 22, 2000
AUBREY G. LANSTON & CO., INC.
October 26, 1989 - April 11, 1997
HSBC SECURITIES (USA) INC.
April 29, 1987 - August 1, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
NEXT LEVEL PRIVATE LLC
CRD#: 313247 / SEC#: 801-122122
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/25/2022)
Exams
Current Firm
NEXT LEVEL PRIVATE LLC
CRD#: 313247 / SEC#: 801-122122
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,235 |
| AUM (Assets Under Management) | $ 1,054,765,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
