ES
Eli M. Salzmann
NEUBERGER BERMAN BD LLC
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 1551594
ES
Professional summary
Eli Mark Salzmann, who also goes by Eli Mark Salzman, is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in West Palm Beach, Florida.
Eli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Eli has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eli Mark Salzman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Residential co-op White Plains, NY. Managing residential coop. building.Managing residential coop. building. Start Date 01/01/2008. Zero Hours devoted a month both during and after trading hours. Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.
CRS (Client Relationship Summary) - RIA
Click below to view Eli Mark Salzmann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eli Mark Salzmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2011 - Present
NEUBERGER BERMAN BD LLC
Office #1: City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401RIA
BD
CRD#: 2908
West Palm Beach, FL
Current
February 3, 2011 - Present
NEUBERGER BERMAN BD LLC
Office #1: City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401RIA
BD
CRD#: 2908
West Palm Beach, FL
Past
September 9, 2011 - June 30, 2016
NEUBERGER BERMAN MANAGEMENT LLC
BD
CRD#: 5493
NEW YORK, NY
Past
November 16, 2005 - November 16, 2010
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
July 1, 1997 - November 16, 2010
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
October 7, 1986 - April 26, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2011)
RR
Alaska(2/3/2011)
RR
Arizona(2/3/2011)
RR
Arkansas(2/3/2011)
RR
California(2/3/2011)
RR
Colorado(2/3/2011)
RR
Connecticut(2/3/2011)
IAR
Connecticut(7/1/2024)
RR
Delaware(2/3/2011)
RR
District of Columbia(2/3/2011)
RR
Florida(2/3/2011)
IAR
Florida(9/24/2024)
RR
Georgia(2/3/2011)
RR
Hawaii(2/3/2011)
RR
Idaho(2/3/2011)
RR
Illinois(2/3/2011)
RR
Indiana(2/3/2011)
RR
Iowa(2/3/2011)
RR
Kansas(2/3/2011)
RR
Kentucky(2/3/2011)
RR
Louisiana(2/3/2011)
RR
Maine(2/3/2011)
RR
Maryland(2/3/2011)
RR
Massachusetts(2/3/2011)
RR
Michigan(2/3/2011)
RR
Minnesota(2/3/2011)
RR
Mississippi(2/3/2011)
RR
Missouri(2/3/2011)
RR
Montana(2/3/2011)
RR
Nebraska(2/3/2011)
RR
Nevada(2/3/2011)
RR
New Hampshire(2/3/2011)
RR
New Jersey(2/3/2011)
IAR
New Jersey(2/3/2011)
RR
New Mexico(2/3/2011)
RR
New York(2/3/2011)
IAR
New York(3/26/2021)
RR
North Carolina(2/4/2011)
RR
North Dakota(2/3/2011)
RR
Ohio(2/4/2011)
RR
Oklahoma(2/3/2011)
RR
Oregon(2/3/2011)
RR
Pennsylvania(2/3/2011)
RR
Puerto Rico(2/3/2011)
RR
Rhode Island(2/3/2011)
RR
South Carolina(2/3/2011)
RR
South Dakota(2/3/2011)
RR
Tennessee(2/3/2011)
RR
Texas(2/3/2011)
RR
Utah(2/3/2011)
RR
Vermont(2/3/2011)
RR
Virgin Islands(2/3/2011)
RR
Virginia(2/3/2011)
RR
Washington(2/3/2011)
RR
West Virginia(2/3/2011)
RR
Wisconsin(2/3/2011)
RR
Wyoming(2/3/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1290 Avenue Of The Americas, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas, New York, NY 10104
Phone number
(212) 476-9000
Established
Delaware since 11/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,058
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
