Leia P. Carpenter
Professional summary
Leia Powell Carpenter, who also goes by Martha Leia Carpenter, M Leia, Martha Leia Powell, Martha Powell, is a registered financial advisor currently at ADELL HARRIMAN & CARPENTER located in Houston, Texas.
Leia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Leia has worked at 4 firms and has passed the Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leia Powell Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2004 - Present
ADELL HARRIMAN & CARPENTER
Office #1: 2700 Post Oak Blvd Ste 1200, Houston, TX 77056March 6, 1990 - December 18, 1990
MONACO SECURITIES, INC.
March 28, 1988 - September 11, 1989
MHM ENERGY INVESTMENTS, INC.
December 23, 1986 - March 1, 1988
ADVANTAGE CAPITAL CORPORATION
Primary Firm SEC Registration
ADELL HARRIMAN & CARPENTER
CRD#: 107488 / SEC#: 801-50660
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2004)
Exams
Series 2
Date: 8/18/1986
Non-Member General Securities ExaminationCurrent Firm
ADELL HARRIMAN & CARPENTER
CRD#: 107488 / SEC#: 801-50660
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,091 |
| AUM (Assets Under Management) | $ 1,756,064,467 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2025 | ||
| 07/19/2024 | ||
| 09/26/2023 | ||
| 10/31/2022 |
Red Flags
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