Kenneth W. Katzen
Professional summary
Kenneth William Katzen is a registered financial advisor currently at POST OAK INVESTMENT MANAGEMENT, INC located in Houston, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Kenneth has worked at 10 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth William Katzen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2003 - Present
POST OAK INVESTMENT MANAGEMENT, INC
Office #1: 4265 San Felipe, Suite 1100, Houston, TX 77027August 18, 2005 - November 14, 2011
MIDKIFF & STONE CAPITAL GROUP, INC.
June 8, 1999 - September 22, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
June 27, 1997 - August 12, 1997
RIVER OAKS TRADING, L.P.
December 7, 1992 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
December 7, 1992 - August 7, 1995
WESTCAP SECURITIES, L.P.
December 1, 1989 - December 11, 1992
UBS FINANCIAL SERVICES INC.
November 13, 1989 - November 27, 1989
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
December 26, 1986 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
November 21, 1986 - December 17, 1986
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/22/2003)
Exams
Current Firm
POST OAK INVESTMENT MANAGEMENT, INC
CRD#: 106601 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 19,000,000 |
Red Flags
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