JS
Jonathan D. Siegel
LOOMIS SAYLES DISTRIBUTORS, L.P.
Boston, MA 02111
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CRD#: 1551337
JS
Professional summary
Jonathan David Siegel is a registered financial professional currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1986. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonathan David Siegel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2004 - Present
LOOMIS SAYLES DISTRIBUTORS, L.P.
Office #1: One Financial Center, Boston, MA 02111BD
CRD#: 41795
Boston, MA
Past
January 1, 1999 - April 23, 2004
GPC SECURITIES, INC.
BD
CRD#: 14007
ATLANTA, GA
Past
May 19, 1996 - January 1, 1999
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 289
HOUSTON, TX
Past
June 23, 1994 - May 24, 1995
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
Past
December 7, 1990 - June 14, 1994
COVATO/LIPSITZ, INC.
BD
CRD#: 8247
PITTSBURGH, PA
Past
September 18, 1986 - January 2, 1989
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2016)
RR
Alaska(8/11/2008)
RR
Arizona(8/11/2008)
RR
Arkansas(9/2/2004)
RR
California(8/11/2008)
RR
Colorado(8/11/2008)
RR
Connecticut(1/12/2016)
RR
Delaware(1/12/2016)
RR
District of Columbia(1/12/2016)
RR
Florida(1/12/2016)
RR
Georgia(1/12/2016)
RR
Hawaii(8/11/2008)
RR
Idaho(8/11/2008)
RR
Illinois(9/2/2004)
RR
Indiana(9/2/2004)
RR
Iowa(9/2/2004)
RR
Kansas(5/3/2005)
RR
Kentucky(9/2/2004)
RR
Louisiana(9/3/2004)
RR
Maine(1/12/2016)
RR
Maryland(9/2/2004)
RR
Massachusetts(1/12/2016)
RR
Michigan(5/5/2005)
RR
Minnesota(9/2/2004)
RR
Mississippi(1/12/2016)
RR
Missouri(9/2/2004)
RR
Montana(8/11/2008)
RR
Nebraska(8/11/2008)
RR
Nevada(8/11/2008)
RR
New Hampshire(1/12/2016)
RR
New Jersey(1/12/2016)
RR
New Mexico(8/11/2008)
RR
New York(1/12/2016)
RR
North Carolina(1/12/2016)
RR
North Dakota(8/11/2008)
RR
Ohio(9/2/2004)
RR
Oklahoma(8/11/2008)
RR
Oregon(8/11/2008)
RR
Pennsylvania(9/2/2004)
RR
Puerto Rico(9/2/2004)
RR
Rhode Island(1/12/2016)
RR
South Carolina(1/12/2016)
RR
South Dakota(8/11/2008)
RR
Tennessee(1/12/2016)
RR
Texas(8/11/2008)
RR
Utah(8/11/2008)
RR
Vermont(1/12/2016)
RR
Virginia(9/2/2004)
RR
Washington(3/6/2012)
RR
West Virginia(9/2/2004)
RR
Wisconsin(9/2/2004)
RR
Wyoming(8/11/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LOOMIS SAYLES DISTRIBUTORS, L.P.
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795 / SEC#: , 8-49575
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Financial Center, Boston, MA 02111
Mailing Address
One Financial Center, Boston, MA 02111-2620
Phone number
(617) 482-2450
Established
Delaware since 07/25/1996
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOOMIS SAYLES & COMPANY, L.P. | LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER | |
| KLOCEK, JOHN FRANCIS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6256015 |
| LEGER, MAURICE PAUL | PRESIDENT | 4575004 |
| LOOMIS SAYLES DISTRIBUTORS, INC. | SOLE GENERAL PARTNER | |
| MCCARTHY, MARY | VP, SECRETARY | |
| O'CONNOR, OLGA A. | VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 7436902 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795Boston, MA 02111TRUST BUT VERIFY
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