Matthew C. King

NO-LOAD ASSET MANAGEMENT

Carmel, CA 93923

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CRD#: 1551276

Professional summary

Matthew Cochrane King is a registered financial advisor currently at NO-LOAD ASSET MANAGEMENT located in Carmel, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Matthew has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Cochrane King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2016 - Present

NO-LOAD ASSET MANAGEMENT

Office #1: 26524 Fisher Drive, Carmel, CA 93923

RIA

CRD#: 136309

Carmel, CA

Past

September 14, 1999 - December 8, 2014

PASSIVE MOMENTUM ASSET ADVISORS

RIA

CRD#: 131906

CARMEL, CA

Past

June 29, 1992 - March 17, 1995

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 11, 1989 - July 1, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 30, 1986 - September 16, 1989

M.L. STERN & CO., LLC.

CRD#: 8327

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/2016)

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Exams

State Security Law Exam

Series 63

Date: 9/25/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

NO-LOAD ASSET MANAGEMENT

KING, MATTHEW | NO-LOAD ASSET MANAGEMENT | KING, MATTHEW COCHRANE

CRD#: 136309 / SEC#:

California

Registered Investment Advisory firm - (7/18/1997 Approved)

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Contact information

Main Address

Carmel, CA

Mailing Address

P.o. Box 221401, Carmel, CA 93922

Phone number

(831) 626-6103

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 64,732,344

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew C. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Cochrane King's CRS (Customer Relationship Summary).

Certified licenses

Experience

NO-LOAD ASSET MANAGEMENT

PASSIVE MOMENTUM ASSET ADVISORS

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

M.L. STERN & CO., LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/1986

Series 7

Date: 9/20/1986

Current Firm

NO-LOAD ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NO-LOAD ASSET MANAGEMENT

TRUST BUT VERIFY

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