Debra A. Levine

GUIDANCE POINT RETIREMENT SERVICES

El Dorado Hills, CA

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CRD#: 1551167

Professional summary

Debra Ann Levine is a registered financial advisor currently at GUIDANCE POINT RETIREMENT SERVICES, LLC located in El Dorado Hills, California.

Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Debra has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)DAL PENSION, LLC, EL DORADO HILLS, CA, NOT INVESTMENT RELATED, SINCE 07/2007, SELF-EMPLOYED PENSION CONSULTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Ann Levine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2015 - Present

GUIDANCE POINT RETIREMENT SERVICES, LLC

RIA

CRD#: 161000

El Dorado Hills, CA

Past

April 2, 2003 - July 2, 2013

PRINCIPAL SECURITIES, INC.

CRD#: 1137

FALMOUTH, ME

Past

January 1, 1997 - September 4, 2002

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 16, 1996 - September 24, 1996

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

January 22, 1988 - August 12, 1988

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDANCE POINT RETIREMENT SERVICES, LLC

CRD#: 161000 / SEC#: 801-73184

RIA

Registered Investment Advisory firm - (2/22/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/16/2018)

IAR

Maine
(3/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/15/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUIDANCE POINT RETIREMENT SERVICES, LLC

CRD#: 161000 / SEC#: 801-73184

RIA

Registered Investment Advisory firm - (2/22/2012 Approved)

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Contact information

Main Address

136 Commercial Street Suite 301, Portland, ME 04101

Mailing Address

Phone number

(207) 358-3099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 62,861,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Debra A. Levine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Ann Levine's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

AMUNDI DISTRIBUTOR US, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

GUIDANCE POINT RETIREMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2015

Series 63

Date: 1/24/1996

Series 6

Date: 1/15/1996

Current Firm

GUIDANCE POINT RETIREMENT SERVICES, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUIDANCE POINT RETIREMENT SERVICES, LLC

TRUST BUT VERIFY

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