Samuel Wyatt Crichton | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Wyatt Crichton, who also goes by Sam Crichton, was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 1986. Samuel had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Sam Crichton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JONES MCILVAINE AND CRICHTON GROUP, LLC, INVT RELATED, CHARLESTON, WV, FINANCIAL CONSULTANT SUPPORT STAFF, START DATE 3/22/2021, 200 HRS PER MONTH, 130 HRS DURING TRADING, ASSIST INVESTMENT REP OF THE FEE-ONLY RIA WITH CLIENT NEEDS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2022 - January 23, 2024

AXXCESS WEALTH MANAGEMENT, LLC

RIA

CRD#: 164081

Charleston, WV

Past

July 16, 2021 - December 31, 2021

AXXCESS WEALTH MANAGEMENT, LLC

RIA

CRD#: 164081

Charleston, WV

Past

October 1, 1999 - August 6, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD

CRD#: 19616

CHARLESTON, WV

Past

January 1, 1994 - August 6, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLESTON, WV

Past

October 25, 1991 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD

CRD#: 6124

CHARLOTTE, NC

Past

September 24, 1986 - November 4, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AW

AXXCESS WEALTH MANAGEMENT, LLC

CRD#: 164081 / SEC#: 801-76763

RIA

Registered Investment Advisory firm - (6/6/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 9/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

AW

AXXCESS WEALTH MANAGEMENT, LLC

CRD#: 164081 / SEC#: 801-76763

RIA

Registered Investment Advisory firm - (6/6/2012 Approved)

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Contact information

Main Address

6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011

Mailing Address

Phone number

(858) 217-5347

Established

Firm type

Fiscal year end

# of Employees

86

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWM DISCLOSURE BROCHURE AND PRIVACY POLICY (4/21/2025)

Regulatory assets under management

Total Number of Accounts	22,242
AUM (Assets Under Management)	$ 6,329,396,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Samuel W. Crichton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AXXCESS WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

AXXCESS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1996

Series 63

Date: 9/26/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Current Firm

AXXCESS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AXXCESS WEALTH MANAGEMENT, LLC

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