Stephen J. Mckenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Joseph Mckenna was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2003 - December 18, 2015
FIXED INCOME CAPITAL PARTNERS, LLC
August 25, 1994 - September 28, 2000
WILLIAM BLAIR
August 2, 1994 - August 24, 1994
WILLIAM BLAIR
June 24, 1987 - August 2, 1994
BMO CAPITAL MARKETS GKST INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIXED INCOME CAPITAL PARTNERS, LLC
CRD#: 123001 / SEC#: , 8-65554
Contact information
Documents
Direct owners and executive officers
Red Flags
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