John E. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Eugene Conroy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 1998 - January 12, 2000
GLENN MICHAEL FINANCIAL, INC.
December 3, 1991 - January 29, 1998
GKN SECURITIES CORP.
September 9, 1991 - October 15, 1991
FIRST MONTAUK SECURITIES CORP.
December 10, 1990 - August 20, 1991
GILFORD SECURITIES INCORPORATED
August 16, 1990 - November 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 29, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
December 18, 1989 - February 1, 1990
J. W. GANT & ASSOCIATES, INC.
August 14, 1989 - November 28, 1989
THE STUART-JAMES COMPANY, INCORPORATED
February 28, 1989 - August 19, 1989
STUART, COLEMAN & CO., INC.
January 18, 1989 - February 13, 1989
SUPER FUND SECURITIES CORP.
October 22, 1986 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLENN MICHAEL FINANCIAL, INC.
CRD#: 37912 / SEC#: , 8-47988
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GMF HOLDING CORP. | SHAREHOLDER | |
| AULLETTA, GARY GLENN | GENERAL PRINCIPAL | 8790 |
| BENOWITZ, ROBERT LAWRENCE | HEAD TRADER | 2181059 |
| KAVANAGH, JOSEPH ROBERT | GENERAL PRINCIPAL | 1348454 |
| LANAIA, FRANCINE ANN | VICE PRESIDENT, COMPLIANCE DIRECTOR | 1415689 |
| LANAIA, GLENN MICHAEL | PRESIDENT, FINOP | 1122707 |
| MERKENT, JOHN EDWARD | SROP | 1878878 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
