Mark S. Sparhawk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Stephen Sparhawk, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
January 23, 2004 - December 31, 2011
SPARHAWK ASSET MANAGEMENT
January 1, 1996 - August 9, 2023
COMMONWEALTH FINANCIAL NETWORK
May 30, 1995 - August 9, 2023
COMMONWEALTH FINANCIAL NETWORK
December 1, 1992 - June 23, 1995
FISCO EQUITY, INC.
March 25, 1992 - June 23, 1995
FISCO EQUITY, INC.
September 27, 1989 - March 5, 1992
CAPITAL BROKERAGE CORPORATION
February 9, 1987 - August 23, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
October 3, 1986 - February 18, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
