Sue A. Oelke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sue Ann Oelke, CFP®, who also goes by Sue Ann Johnson, was a registered financial professional .
Sue is a previously registered financial professional and started their career in finance in 1986. Sue had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2015 - June 28, 2019
TRUSTAGE INVESTMENT MANAGEMENT
June 2, 2015 - June 28, 2019
CUNA BROKERAGE SERVICES, INC.
May 18, 2015 - June 28, 2019
CUNA BROKERAGE SERVICES, INC.
December 1, 2005 - May 4, 2015
EMPOWER FINANCIAL SERVICES, INC.
November 28, 1998 - September 26, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 3, 1992 - December 1, 1998
FUNDSELECT ADVISERS, INC.
September 5, 1990 - December 19, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 5, 1990 - December 19, 1991
OSAIC FA, INC.
September 18, 1986 - October 8, 1990
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
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