Harold E. Mcdaniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Edward Mcdaniel II, who also goes by Ed Mcdaniel, Eddie Mcdaniel, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1986. Harold had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2014 - December 31, 2016
ALLUVION INVESTMENTS, LLC
October 12, 2012 - November 29, 2012
SIGMA CAPITAL MANAGEMENT, LLC
April 11, 1995 - July 9, 2003
ALEX MOORE & COMPANY, INC.
October 27, 1992 - April 27, 1993
AMERICAN WEALTH MANAGEMENT, INC.
September 13, 1988 - November 28, 1990
MORGAN KEEGAN & COMPANY, LLC
May 25, 1988 - September 22, 1988
ROBERT THOMAS SECURITIES, INC
June 3, 1987 - March 22, 1988
INVEST FINANCIAL CORPORATION
September 26, 1986 - October 16, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ALLUVION INVESTMENTS, LLC
CRD#: 159468 / SEC#:
Contact information
Red Flags
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