Timothy R. Murphy

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CRD#: 1549863

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Roy Murphy, CFP®, who also goes by Tim Murphy, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPWEALTH ADVISORS; CRD# 148781; 3000 MERIDIAN BLVD, STE 250, FRANKLIN, TN 37067; SEC REGISTERED IA; APPROXIMATELY 80% OF TIME DEVOTED TO THIS BUSINESS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Past

December 22, 2009 - January 2, 2025

CAPWEALTH ADVISORS, LLC

RIA

CRD#: 148781

FRANKLIN, TN

Past

December 22, 2009 - June 5, 2018

CAPWEALTH INVESTMENT SERVICES, LLC

CRD#: 139664

FRANKLIN, TN

Past

May 31, 2002 - December 22, 2009

NBC SECURITIES, INC.

RIA

CRD#: 17870

FRANKLIN, TN

Past

May 31, 2002 - December 22, 2009

NBC SECURITIES, INC.

CRD#: 17870

FRANKLIN, TN

Past

June 23, 2000 - June 6, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

RIA

CRD#: 41727

FRANKLIN, TN

Past

June 23, 2000 - June 6, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

CRD#: 41727

CHARLOTTE, NC

Past

May 5, 1989 - June 27, 2000

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

October 17, 1986 - May 9, 1989

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPWEALTH ADVISORS, LLC

CAPITAL TRUST WEALTH ADVISORS, LLC | CAPWEALTH ADVISORS, LLC

CRD#: 148781 / SEC#: 801-69908

RIA

Registered Investment Advisory firm - (1/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/20/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 12/18/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

CAPWEALTH ADVISORS, LLC

CAPITAL TRUST WEALTH ADVISORS, LLC | CAPWEALTH ADVISORS, LLC

CRD#: 148781 / SEC#: 801-69908

RIA

Registered Investment Advisory firm - (1/29/2009 Approved)

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Contact information

Main Address

4031 Aspen Grove Drive Suite 600, Franklin, TN 37067

Mailing Address

Phone number

(615) 778-0740

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPWEALTH ADVISORS LLC PART II BROCHURE 10.17.2025 (10/17/2025)

Regulatory assets under management

Total Number of Accounts	2,526
AUM (Assets Under Management)	$ 2,033,592,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy R. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPWEALTH INVESTMENT SERVICES, LLC

NBC SECURITIES, INC.

NBC SECURITIES, INC.

CAPTRUST FINANCIAL ADVISORS, LLC

CAPTRUST FINANCIAL ADVISORS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

EDWARD JONES

Primary Firm SEC Registration

CAPWEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/1999

Series 63

Date: 9/22/1986

SIE

Date: 6/5/2018

Series 7

Date: 8/16/1986

Series 9

Date: 5/20/2002

Series 10

Date: 12/18/2001

Current Firm

CAPWEALTH ADVISORS, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPWEALTH ADVISORS, LLC

TRUST BUT VERIFY

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