Mark D. Hurwitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Hurwitz was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1993 - February 23, 2012
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
October 30, 1993 - December 30, 1993
CUNA BROKERAGE SERVICES, INC.
September 25, 1986 - October 29, 1993
CENTURY INVESTORS OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
CRD#: 34902 / SEC#: , 8-46447
Contact information
Documents
Red Flags
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