WC
William E. Coan
NATIONS FINANCIAL GROUP
IOWA CITY, IA 52240
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CRD#: 1549487
WC
Professional summary
William Edward Coan, who also goes by Bill Coan, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Iowa City, Iowa.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Coan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT. 404 E COLLEGE ST., SUITE 406 IOWA CITY, IA 52240. IS INVESTMENT RELATED. SPENDS APPROXIMATELY 2 HOURS PER MONTH ON INSURANCE, ALL OUTSIDE SECURITY TRADING HOURS. DUTIES INVOLVE SELLING LIFE INSURANCE PRODUCTS. VERY INSIGNIFICANT PART OF BUSINESS./// RENTAL PROPERTY, IOWA CITY, NON-INVESTMENT RELATED, 5HRS/MONTH/// Summit Wealth Management, LLC. 404 E College St.,Suite 406, Iowa City, IA 52240. Is investment related. Nature of business is investment and advisory services. Position is owner. Started 10/14/09. Approx 5 hrs/month spent on business, none during security trading hrs. Duties are to provide investment and advisory services to clients // MidAmerica Securities Management. 404 E College St.,Suite 406, Iowa City, IA 52240. Is investment related. Nature of business is investment and advisory services. Position is owner. Started 10/14/09. Approx 5 hrs/month spent on business, none during security trading hrs. Duties are to provide investment and advisory services to clients JJJ Enterprises, Inc. 22160 W 93rd Ter, Lenexa, KS 66220. Is Not Investment Related. Nature of business is pass through for fees, no operations. Position is owner. Started 12/02/2024. Less than 1 hour per month spent on business, no hours spent during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view William Edward Coan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Edward Coan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2006 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 404 E. College St. Suite 406, Iowa City, IA 52240RIA
BD
CRD#: 44181
IOWA CITY, IA
Current
March 16, 1998 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 404 E. College St. Suite 406, Iowa City, IA 52240RIA
BD
CRD#: 44181
IOWA CITY, IA
Past
April 3, 1989 - March 16, 1998
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
April 21, 1987 - April 28, 1989
PERPETUAL INVESTMENT ASSOCIATES
BD
CRD#: 13593
Past
August 19, 1986 - March 20, 1987
EDWARD JONES
BD
CRD#: 250
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/30/2014)
RR
Colorado(2/21/2008)
RR
Florida(7/30/2015)
RR
Hawaii(2/16/2024)
RR
Illinois(3/16/1998)
RR
Iowa(3/16/1998)
IAR
Iowa(10/24/2006)
RR
Kansas(6/27/2018)
RR
Missouri(12/10/1999)
RR
Nebraska(3/16/1998)
RR
North Carolina(6/28/2018)
RR
Oklahoma(9/4/2014)
RR
Oregon(1/2/2018)
RR
Texas(2/9/2011)
IAR
Texas(2/27/2023)
RR
Wisconsin(8/24/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181Iowa City, IA 52240TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
