Daniel J. Murphy

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CRD#: 1549456

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Joseph Murphy JR, who also goes by Daniel Joseph Murphy, Murph Murphy, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1987. Daniel had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Joseph Murphy | Murph Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2017 - January 16, 2019

LPS CAPITAL LLC

CRD#: 155246

Garden City, NY

Past

March 2, 2016 - January 3, 2017

HARTFIELD, TITUS & DONNELLY, LLC

CRD#: 7117

JERSEY CITY, NJ

Past

January 2, 2015 - January 27, 2016

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

January 3, 2006 - January 6, 2015

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

August 1, 2000 - January 6, 2006

NEWEDGE USA, LLC

CRD#: 36118

CHICAGO, IL

Past

November 12, 1998 - August 1, 2000

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

July 13, 1998 - October 28, 1998

INTERCAPITAL INTERNATIONAL INC.

CRD#: 22109

NEW YORK, NY

Past

August 26, 1996 - July 13, 1998

EXCO RMJ INTERNATIONAL INC.

CRD#: 21287

Past

June 1, 1993 - August 22, 1996

CHAPDELAINE CORPORATE SECURITIES & CO

CRD#: 23741

NEW YORK, NY

Past

September 14, 1989 - July 3, 1990

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

May 4, 1987 - January 16, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 1, 1987 - March 12, 1987

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/28/1993

General Securities Representative Examination

Current Firm

LPS CAPITAL LLC

DISCOUNT MUNICIPAL BOND CORP. | TORREY PINES WEALTH MANAGEMENT, INC. | LPS PARTNERS INC. | LPS CAPITAL LLC

CRD#: 155246 / SEC#: , 8-68706

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue Suite 502, New York, NY 10022

Mailing Address

600 Lexinggton Avenue Suite 502, New York, NY 10022

Phone number

(212) 441-3810

Established

California since 05/18/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LPS PARTNERS LLC	OWNER
MEENAN, MICHAEL J	SUPERVISING PRINCIPAL	5368683
TARLETON, JOHN WILLIAM	PRESIDENT, CCO, FINOP	1631047

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HARTFIELD, TITUS & DONNELLY, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

W.A. CAPITAL MARKETS

NEWEDGE USA, LLC

COWEN AND COMPANY

INTERCAPITAL INTERNATIONAL INC.

EXCO RMJ INTERNATIONAL INC.

CHAPDELAINE CORPORATE SECURITIES & CO

SCHRODER & CO. INC.

PRUDENTIAL EQUITY GROUP, LLC

BROOKS WEINGER ROBBINS & LEEDS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/28/1993

Current Firm

LPS CAPITAL LLC

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LPS CAPITAL LLC

TRUST BUT VERIFY

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