Marti R. Baren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marti Richard Baren, who also goes by Marti R Baren, Martin Robert Baren, Martin Robert, was a registered financial professional .
Marti is a previously registered financial professional and started their career in finance in 1986. Marti had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
February 2, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
March 8, 1988 - February 8, 1989
ALLIED CAPITAL GROUP, INC.
August 21, 1987 - March 22, 1988
GRAYSTONE NASH, INC.
July 20, 1987 - September 16, 1987
PARKER JAMESON, INC.
August 21, 1986 - August 1, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALISON, BAER SECURITIES INC.
CRD#: 11808 / SEC#: , 8-27586
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
