Randy G. Braidfoot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Gene Braidfoot, who also goes by Randy G Braidfoot, was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1986. Randy had worked at 15 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2013 - November 4, 2017
BENCHMARK INVESTMENT ADVISORS, LLC
April 4, 2011 - May 17, 2013
INVESTACORP ADVISORY SERVICES INC
April 4, 2011 - May 17, 2013
INVESTACORP, INC.
August 29, 2006 - February 28, 2011
ALLSTATE FINANCIAL SERVICES, LLC
July 9, 2004 - June 30, 2005
VALIC FINANCIAL ADVISORS, INC.
July 9, 2004 - June 30, 2005
VALIC FINANCIAL ADVISORS, INC.
January 5, 2004 - July 12, 2004
SIGNAL SECURITIES, INC.
January 5, 2004 - July 12, 2004
SIGNAL SECURITIES, INC.
June 3, 2003 - December 31, 2003
PRO-INTEGRITY SECURITIES, INC.
June 3, 2003 - December 31, 2003
PRO-INTEGRITY SECURITIES, INC.
January 3, 2003 - June 3, 2003
NTB FINANCIAL CORPORATION
May 13, 2002 - December 31, 2002
DALE BUCKNER, INC.
October 28, 1998 - December 31, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 10, 1997 - October 28, 1998
SUNAMERICA SECURITIES, INC.
November 2, 1994 - September 11, 1997
CETERA ADVISORS LLC
April 20, 1994 - September 23, 1994
BA INVESTMENT SERVICES, INC.
July 31, 1987 - April 21, 1994
FIDELITY BROKERAGE SERVICES LLC
October 29, 1986 - December 12, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/6/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BENCHMARK INVESTMENT ADVISORS, LLC
CRD#: 168210 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
