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RC

Richard (. Calabrese

CORINTHIAN PARTNERS, L.L.C.
Clearwater, FL 33759
Some features on this profile are disabled
CRD#: 1549013
RC

Professional summary

Richard (nmn) Calabrese MR, who also goes by Richard Calabrese, is a registered financial professional currently at CORINTHIAN PARTNERS, L.L.C. located in Clearwater, Florida.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1986. Richard has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard Calabrese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard (nmn) Calabrese MR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 1996 - Present

CORINTHIAN PARTNERS, L.L.C.

Office #1: 1727 Coachman Plaza Drive Suite 114, Clearwater, FL 33759Office #2: 275 Madison Avenue 8th Floor, New York, NY 10016Office #3: 275 Madison Avenue 8th Floor, New York, NY 10016
BD
CRD#: 38912
Clearwater, FL
Past

August 19, 1986 - July 11, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(12/8/2017)
RR
California
(7/2/1996)
RR
Colorado
(7/2/1996)
RR
Connecticut
(7/12/1996)
RR
Delaware
(7/2/1996)
RR
Florida
(7/5/1996)
RR
Georgia
(7/2/1996)
RR
Illinois
(7/2/1996)
RR
Maine
(10/26/2018)
RR
Maryland
(7/3/1996)
RR
Michigan
(7/15/1996)
RR
Minnesota
(7/15/1996)
RR
Nebraska
(7/11/1996)
RR
Nevada
(7/11/1996)
RR
New Jersey
(7/12/1996)
RR
New York
(7/2/1996)
RR
North Carolina
(7/11/1996)
RR
Ohio
(7/12/1996)
RR
Pennsylvania
(7/11/1996)
RR
Rhode Island
(7/22/1996)
RR
Texas
(7/3/1996)
RR
Utah
(11/27/2017)
RR
Virginia
(7/11/1996)
RR
Washington
(7/2/1996)
RR
Wisconsin
(7/25/1996)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/7/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/25/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/4/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/27/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CORINTHIAN PARTNERS, L.L.C.
CORINTHIAN PARTNERS, L.L.C. | CORINTHIAN PARTNERS, L.P.

CRD#: 38912 / SEC#: , 8-48461

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
275 Madison Avenue 8th Floor, New York, NY 10016
Mailing Address
275 Madison Avenue 8th Floor, New York, NY 10016
Phone number
(212) 287-1500
Established
New York since 05/16/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CORINTHIAN HOLDINGSGENERAL PARTNER
CALABRESE, RICHARDCHAIRMAN/PRESIDENT/CCO1549013
CARTER, ANA RPFO & POO4424794
CARTER, ANA RFINOP4424794
MANOFF, MITCHELLDIRECTOR/CEO INVESTMENT BANKING815314

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912Clearwater, FL 33759

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