Jeremiah White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremiah White, who also goes by Jeremiah Anthony White, Jerry White, was a registered financial professional .
Jeremiah is a previously registered financial professional and started their career in finance in 1986. Jeremiah had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2021 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
January 9, 2017 - July 9, 2021
NATIONAL FINANCIAL SERVICES LLC
March 7, 2007 - December 31, 2014
NATIONAL FINANCIAL SERVICES LLC
June 4, 2003 - November 15, 2006
NATIONAL FINANCIAL SERVICES LLC
November 16, 1998 - September 18, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
November 2, 1996 - October 22, 1998
BANKBOSTON INVESTOR SERVICES, INC.
April 8, 1993 - November 2, 1996
BAYBANKS BROKERAGE SERVICES, INC.
January 25, 1993 - April 26, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
July 10, 1992 - January 20, 1993
FIDELITY DISTRIBUTORS CORPORATION
June 7, 1991 - July 7, 1992
FIDELITY DISTRIBUTORS COMPANY LLC
January 7, 1987 - June 6, 1991
FIDELITY BROKERAGE SERVICES LLC
December 8, 1986 - December 10, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
