Jonathan S. Geller

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CRD#: 1548612

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Stuart Geller was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1986. Jonathan had worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 6, 2018 - March 24, 2021

SEXTANT SECURITIES, LLC

CRD#: 283937

NEW YORK, NY

Past

October 14, 2013 - July 12, 2017

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

October 19, 2007 - July 12, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

April 29, 2005 - October 4, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BOSTON, MA

Past

July 28, 2003 - October 12, 2007

THE BOSTONIAN GROUP

RIA

CRD#: 124615

BOSTON, MA

Past

January 25, 2002 - May 3, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 9, 1999 - October 19, 2001

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

December 7, 1988 - November 17, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

August 21, 1986 - December 13, 1988

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2007

General Securities Principal Examination

Current Firm

SEXTANT SECURITIES, LLC

FING SECURITIES LLC | SEXTANT SECURITIES, LLC | SEXTANT CAPITAL SOLUTIONS

CRD#: 283937 / SEC#: , 8-69772

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Madison Avenue 17th Floor, New York, NY 10022

Mailing Address

600 Madison Avenue 17th Floor, New York, NY 10022

Phone number

(917) 715-5500

Established

New York since 02/29/2016

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MERCHANT ASSET MANAGEMENT, LLC	MEMBER
DALY, PATRICK LEO	CEO	2186449
FOX, GERHARD ROBERT	CCO	2796860
ROCHE, PASCAL	FINOP/PFO/POO	5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan S. Geller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

THE BOSTONIAN GROUP

LPL FINANCIAL LLC

BLACKROCK EXECUTION SERVICES

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2002

Series 63

Date: 10/2/1986

Series 6TO

Date: 1/2/2023

SIE

Date: 7/12/2017

Series 7

Date: 8/16/1986

Series 24

Date: 3/29/2007

Current Firm

SEXTANT SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SEXTANT SECURITIES, LLC

TRUST BUT VERIFY

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