George A. Donnelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Arthur Donnelly III, who also goes by Art Donnelly III, Art Donnelly, G Arthur Donnelly III, was a registered financial advisor .
George is a previously registered financial advisor and started their career in finance in 1986. George had worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2011 - September 3, 2025
SP SECURITIES LLC
April 29, 2010 - May 21, 2010
ABSHIER WEBB DONNELLY & BAKER, INC.
October 8, 2007 - March 19, 2010
ABSHIER WEBB DONNELLY & BAKER, INC.
January 17, 2005 - June 12, 2006
REALIZED FINANCIAL, INC.
August 12, 2003 - January 18, 2005
SAMCO FINANCIAL SERVICES, INC.
June 27, 2002 - January 18, 2005
SAMCO FINANCIAL SERVICES, INC.
March 19, 2002 - May 28, 2002
THIRD COAST SECURITIES, LLC.
September 15, 1994 - March 21, 2001
DONNELLY & CO., LLC
December 7, 1993 - December 31, 1994
MCCLENDON, MORRISON & PARTNERS, INC.
October 16, 1986 - December 31, 1988
JOHN M. SORENSEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SP SECURITIES LLC
CRD#: 130560 / SEC#: , 8-66360
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAGE PARTNERS LTD. | SOLE MEMBER | |
| BINET, TODD M. | MANAGER, REGISTERED PRINCIPAL | |
| MILLER, DAVID SUTTON | MANAGER, REGISTERED PRINCIPAL | 2097046 |
| MORIN, PETER B. | MANAGER, REGISTERED PRINCIPAL | |
| WALTON, H. STEVEN | MANAGER, REGISTERED PRINCIPAL | |
| WILSON, WILLIAM HOWARD JR | MANAGER, REGISTERED PRINCIPAL, AML PRINCIPAL | |
| WILSON, WILLIAM HOWARD JR | DESIGNATED PRINCIPAL, FINOP, CHIEF COMPLIANCE OFFICER | 1430161 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
