John J. Litwin
Professional summary
John Jeffrey Litwin, who also goes by John J Litwin, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Jeffrey Litwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2015 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606December 17, 2015 - September 23, 2016
C & H OPTION TRADING INC.
October 22, 2013 - December 31, 2013
SUNGARD INSTITUTIONAL BROKERAGE INC.
October 22, 2013 - August 21, 2014
FIS BROKERAGE & SECURITIES SERVICES LLC
August 31, 1992 - January 7, 1993
SANCTUARY SECURITIES, INC.
March 6, 1991 - September 22, 1992
KEMPER FINANCIAL SERVICES, INC.
August 17, 1988 - February 16, 1989
LEHMAN BROTHERS INC.
March 7, 1988 - July 19, 1988
GRUNTAL & CO., L.L.C.
January 22, 1988 - March 7, 1988
LASALLE ST SECURITIES, L.L.C.
October 6, 1987 - February 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1986 - April 15, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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