Gary M. Yabko

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CRD#: 1548426

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Mitchell Yabko was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1986. Gary had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 31, 2017 - August 9, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Carlsbad, CA

Past

May 31, 2017 - August 9, 2017

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

CARLSBAD, CA

Past

January 13, 2017 - May 22, 2017

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

Irvine, CA

Past

July 26, 2016 - December 20, 2016

FIRST BROKERAGE AMERICA, L.L.C.

RIA

CRD#: 43431

COSTA MESA, CA

Past

July 25, 2016 - December 20, 2016

FIRST BROKERAGE AMERICA, L.L.C.

CRD#: 43431

COSTA MESA, CA

Past

July 2, 2013 - July 22, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

IRVINE, CA

Past

July 2, 2013 - July 22, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

IRVINE, CA

Past

November 10, 2010 - June 19, 2013

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

IRVINE, CA

Past

November 10, 2010 - June 19, 2013

ZIONS DIRECT, INC.

CRD#: 17776

IRVINE, CA

Past

April 13, 2010 - October 13, 2010

CITY NATIONAL SECURITIES, INC.

RIA

CRD#: 103705

CHATSWORTH, CA

Past

April 8, 2010 - October 13, 2010

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

CHATSWORTH, CA

Past

April 9, 2007 - January 27, 2010

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

SANTA MONICA, CA

Past

April 9, 2007 - January 27, 2010

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SANTA MONICA, CA

Past

January 19, 2006 - April 5, 2007

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

SHERMAN OAKS, CA

Past

January 10, 2002 - April 5, 2007

WAMU INVESTMENTS, INC.

CRD#: 599

SHERMAN OAKS, CA

Past

September 18, 2001 - December 12, 2001

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

April 27, 2001 - September 18, 2001

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

September 13, 2000 - May 4, 2001

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 12, 1999 - September 27, 2000

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

August 15, 1995 - January 28, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 21, 1988 - August 8, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Past

August 25, 1986 - April 26, 1988

WEDBUSH SECURITIES INC.

CRD#: 877

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/8/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/14/1995

General Securities Representative Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary M. Yabko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

SECURE INVESTMENT MANAGEMENT, LLC

FIRST BROKERAGE AMERICA, L.L.C.

FIRST BROKERAGE AMERICA, L.L.C.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

ZIONS CAPITAL ADVISORS, INC.

ZIONS DIRECT, INC.

CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

U.S. BANCORP ADVISORS, LLC

CAL FED INVESTMENTS

BANC OF AMERICA INVESTMENT SERVICES, INC.

CAL FED INVESTMENTS

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WEDBUSH SECURITIES INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2001

Series 63

Date: 8/17/1995

SIE

Date: 8/9/2017

Series 31

Date: 9/8/1995

Series 7

Date: 8/14/1995

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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