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Gary Mitchell Yabko

CRD# 1548426·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Mitchell Yabko was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1986 - 2017. Gary had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Past

ALLSTATE FINANCIAL ADVISORS, LLCPast·CRD# 109524
RIA
Carlsbad, CA
May 31, 2017 - August 9, 2017
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
Carlsbad, CA
May 31, 2017 - August 9, 2017
SECURE INVESTMENT MANAGEMENT, LLCPast·CRD# 141195
RIA
Irvine, CA
January 13, 2017 - May 22, 2017
FIRST BROKERAGE AMERICA, L.L.C.Past·CRD# 43431
RIA
Costa Mesa, CA
July 26, 2016 - December 20, 2016
FIRST BROKERAGE AMERICA, L.L.C.Past·CRD# 43431
BD
Costa Mesa, CA
July 25, 2016 - December 20, 2016
USAA FINANCIAL PLANNING SERVICESPast·CRD# 106352
RIA
Irvine, CA
July 2, 2013 - July 22, 2016
USAA FINANCIAL ADVISORS, INC.Past·CRD# 129035
BD
Irvine, CA
July 2, 2013 - July 22, 2016
ZIONS CAPITAL ADVISORS, INC.Past·CRD# 131308
RIA
Irvine, CA
November 10, 2010 - June 19, 2013
ZIONS DIRECT, INC.Past·CRD# 17776
BD
Irvine, CA
November 10, 2010 - June 19, 2013
RBC SECURITIES, INCPast·CRD# 103705
RIA
Chatsworth, CA
April 13, 2010 - October 13, 2010
RBC SECURITIES, INCPast·CRD# 103705
BD
Chatsworth, CA
April 8, 2010 - October 13, 2010
CETERA INVESTMENT SERVICES LLCPast·CRD# 15340
RIA
Santa Monica, CA
April 9, 2007 - January 27, 2010
CETERA INVESTMENT SERVICES LLCPast·CRD# 15340
BD
Santa Monica, CA
April 9, 2007 - January 27, 2010
WAMU INVESTMENTS, INC.Past·CRD# 599
RIA
Sherman Oaks, CA
January 19, 2006 - April 5, 2007
WAMU INVESTMENTS, INC.Past·CRD# 599
BD
Sherman Oaks, CA
January 10, 2002 - April 5, 2007
U.S. BANCORP ADVISORS, LLCPast·CRD# 14455
BD
St. Paul, MN
September 18, 2001 - December 12, 2001
CAL FED INVESTMENTSPast·CRD# 19631
BD
Sacramento, CA
April 27, 2001 - September 18, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Boston, MA
September 13, 2000 - May 4, 2001
CAL FED INVESTMENTSPast·CRD# 19631
BD
Sacramento, CA
February 12, 1999 - September 27, 2000
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
August 15, 1995 - January 28, 1999
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
April 21, 1988 - August 8, 1988
WEDBUSH SECURITIES INC.Past·CRD# 877
BD
August 25, 1986 - April 26, 1988

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Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone Number

(877) 232-2142

# of Employees

341

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

493

AUM (Assets Under Management)

$142,352,226

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Sep 1995About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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