John R. Toedtman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Russell Toedtman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 6 firms and has passed the Series 63, SIE, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2018 - July 13, 2018
NETWORK 1 FINANCIAL SECURITIES INC.
March 28, 2012 - February 7, 2014
NOLAN SECURITIES CORP.
July 8, 2010 - September 30, 2016
GRIFFIN SECURITIES, INC.
November 3, 2009 - November 22, 2011
NOLAN SECURITIES CORP.
June 12, 1991 - August 17, 1992
NEWGRANGE SECURITIES, INC.
April 5, 1989 - October 9, 1990
R.H.DAMON & CO., INC.
August 19, 1986 - February 25, 1989
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/2/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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