Steven G. Tardiff
Professional summary
Steven Gerard Tardiff is a registered financial advisor currently at ADVISORY FINANCIAL SERVICES LLC located in Forestdale, Massachusetts.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Steven has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Gerard Tardiff's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2001 - Present
ADVISORY FINANCIAL SERVICES LLC
July 8, 1999 - December 31, 2017
TRIAD ADVISORS LLC
May 24, 1991 - June 28, 1999
LPL FINANCIAL LLC
September 8, 1989 - May 29, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1986 - September 13, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/30/2001)
(8/6/2004)
Exams
Current Firm
ADVISORY FINANCIAL SERVICES LLC
CRD#: 110155 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
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