Cherrill C. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cherrill Corby Lewis, who also goes by Cherrill Lewis Andrews, Cherrill Lewis Bethel, Cherrill Lewis Christian, Cherrill Lewis Elgby, Cherrill Corby Lewis, was a registered financial professional .
Cherrill is a previously registered financial professional and started their career in finance in 1986. Cherrill had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2018 - August 6, 2019
NYLIFE SECURITIES LLC
November 3, 2014 - December 31, 2017
IPI WEALTH MANAGEMENT, INC.
October 31, 2014 - December 31, 2017
INVESTMENT PLANNERS, INC.
September 17, 2012 - October 31, 2014
LINCOLN INVESTMENT
September 17, 2012 - October 31, 2014
LINCOLN INVESTMENT
June 1, 2009 - September 27, 2012
MORGAN STANLEY
June 1, 2009 - September 27, 2012
MORGAN STANLEY
November 17, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
November 14, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 1, 2008 - December 12, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - December 12, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2000 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 12, 2000 - January 3, 2008
A. G. EDWARDS & SONS, INC.
September 10, 1999 - August 22, 2000
THRIVENT INVESTMENT MANAGEMENT INC.
December 24, 1996 - September 3, 1999
NATIONAL PLANNING CORPORATION
May 9, 1988 - November 29, 1996
COMMONWEALTH FINANCIAL NETWORK
August 13, 1987 - May 3, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
August 26, 1986 - August 18, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
