Scott M. Buttfield

BUTTFIELD & ASSOCIATES

RED BANK, NJ

Some features on this profile are disabled

CRD#: 1548211

Professional summary

Scott Mclean Buttfield, AIF®, CFP® is a registered financial advisor currently at BUTTFIELD & ASSOCIATES located in Red Bank, New Jersey.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Insurance Planning

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Mclean Buttfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 10, 2004 - Present

BUTTFIELD & ASSOCIATES

RIA

CRD#: 128382

RED BANK, NJ

Past

June 20, 2003 - December 31, 2020

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

RIA

CRD#: 109036

RED BANK, NJ

Past

January 12, 2001 - December 3, 2002

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

May 25, 1990 - December 31, 2000

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 19, 1989 - May 9, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 1, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/10/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/22/1986

General Securities Representative Examination

Current Firm

BUTTFIELD & ASSOCIATES

CRD#: 128382 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/26/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Red Bank, NJ

Mailing Address

Po Box 731, Red Bank, NJ 07701-0731

Phone number

(732) 747-9473

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 17,725,073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott M. Buttfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Mclean Buttfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUTTFIELD & ASSOCIATES

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

FINANCIAL WEST GROUP

WALNUT STREET SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1986

Series 7

Date: 9/22/1986

Current Firm

BUTTFIELD & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUTTFIELD & ASSOCIATES

TRUST BUT VERIFY

Contact information

Similar Advisors