Paul S. Paska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Scott Paska was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2023 - November 11, 2025
CETERA INVESTMENT ADVISERS LLC
March 9, 2023 - March 21, 2024
CETERA ADVISORS LLC
March 9, 2023 - November 11, 2025
CETERA ADVISORS LLC
January 11, 2016 - November 24, 2025
ADVISORNET WEALTH PARTNERS
December 10, 2015 - December 31, 2015
ADVISORNET WEALTH PARTNERS
December 1, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
December 1, 2015 - November 29, 2024
CETERA WEALTH SERVICES, LLC
April 14, 2015 - March 21, 2016
EMPIRE ASSET MANAGEMENT GROUP, LLC
February 9, 2004 - December 1, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 1, 2003 - February 11, 2004
WALNUT STREET SECURITIES, INC.
June 15, 1994 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
October 15, 1993 - October 10, 1994
VOYA FINANCIAL PARTNERS, LLC
March 2, 1989 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 15, 1986 - August 20, 1988
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
