Gary E. Mathews

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CRD#: 1548155

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Edward Mathews was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1986. Gary had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2015 - December 31, 2021

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 174883

CINCINNATI, OH

Past

June 3, 2008 - February 4, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

CINCINNATI, OH

Past

May 23, 2008 - June 30, 2021

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

June 25, 2007 - May 30, 2008

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

CINCINNATI, OH

Past

April 4, 2002 - May 28, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

CINCINNATI, OH

Past

March 21, 1997 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

November 26, 1991 - March 25, 1997

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

March 6, 1990 - December 2, 1991

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

September 22, 1986 - February 24, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 174883 / SEC#: 801-80983

RIA

Registered Investment Advisory firm - (2/19/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/5/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/19/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 174883 / SEC#: 801-80983

RIA

Registered Investment Advisory firm - (2/19/2015 Approved)

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Contact information

Main Address

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002

Mailing Address

Phone number

(513) 772-2592

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWMG WRAP PROGRAM BROCHURE (9/19/2025)

NWMG PART 2A DISCLOSURE BROCHURE (9/19/2025)

Regulatory assets under management

Total Number of Accounts	1,066
AUM (Assets Under Management)	$ 325,727,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary E. Mathews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

L.M. KOHN & COMPANY

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

NATIONAL WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2005

Series 65

Date: 9/20/1995

Series 63

Date: 9/9/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/7/1994

Series 6

Date: 9/19/1986

Series 24

Date: 5/5/1995

Series 26

Date: 9/19/1988

Current Firm

NATIONAL WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NATIONAL WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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