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BS

Bailey Edward Spears Jr

CRD# 1547960·Registered 1986 - 1998
Previously Registered: Being a previously registered professional could mean that Bailey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bailey Edward Spears JR, who also goes by Bailey Edward Jr Spears, was a registered financial advisor. Bailey was a previously registered financial professional and started their career in finance 1986 - 1998. Bailey had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bailey Edward Jr Spears

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

GREAT AMERICAN FINANCIAL NETWORK, INC.·CRD# 14108
BD
Norcross, GA
July 22, 1994 - October 28, 1998
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
February 1, 1994 - July 21, 1994
LAZAR FREDERICK & COMPANY·CRD# 15615
BD
Beverly Hills, CA
October 30, 1992 - January 4, 1994
FIRST AMERICAN BILTMORE SECURITIES, INC.·CRD# 17585
BD
July 10, 1992 - October 6, 1992
GENE MORGAN FINANCIAL·CRD# 16018
BD
Los Angeles, CA
March 20, 1992 - July 6, 1992
GERWIN GROUP, INC.·CRD# 23199
BD
Thousand Oaks, CA
November 1, 1991 - December 9, 1991
KENNEDY, CABOT & CO.·CRD# 2417
BD
Beverly Hills, CA
April 4, 1991 - August 16, 1991
PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
March 30, 1990 - September 20, 1990
PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
March 1, 1989 - October 21, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
April 14, 1988 - January 11, 1989
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
October 27, 1986 - March 29, 1988

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Current Firm

GA
GREAT AMERICAN FINANCIAL NETWORK, INC.

GREAT AMERICAN FINANCIAL NETWORK, INC. | MARINA SECURITIES, INC.

CRD#: 14108 / SEC#: 8-30268
BD
Cancelled by SEC on 01/26/1999

Contact Information

Established

Oklahoma since 07/29/1983

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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