Bailey E. Spears
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bailey Edward Spears JR, who also goes by Bailey Edward Jr Spears, was a registered financial professional .
Bailey is a previously registered financial professional and started their career in finance in 1986. Bailey had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1994 - October 28, 1998
GREAT AMERICAN FINANCIAL NETWORK, INC.
February 1, 1994 - July 21, 1994
SCHNEIDER SECURITIES, INC.
October 30, 1992 - January 4, 1994
LAZAR FREDERICK & COMPANY
July 10, 1992 - October 6, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
March 20, 1992 - July 6, 1992
GENE MORGAN FINANCIAL
November 1, 1991 - December 9, 1991
GERWIN GROUP, INC.
April 4, 1991 - August 16, 1991
KENNEDY, CABOT & CO.
March 30, 1990 - September 20, 1990
PACIFIC SOUTHERN SECURITIES, INC.
March 1, 1989 - October 21, 1989
PACIFIC SOUTHERN SECURITIES, INC.
April 14, 1988 - January 11, 1989
POWER SECURITIES CORPORATION
October 27, 1986 - March 29, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT AMERICAN FINANCIAL NETWORK, INC.
CRD#: 14108 / SEC#: , 8-30268
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
