James W. Burton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Walter Burton, who also goes by Jim Burton, James Walter Burton, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 13 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2017 - March 14, 2019
SILBER BENNETT FINANCIAL, INC.
January 5, 2012 - May 15, 2017
FORESTERS EQUITY SERVICES, INC.
March 7, 2007 - June 1, 2011
CAPITAL FINANCIAL SERVICES, INC.
May 11, 2006 - March 7, 2007
UNITED HERITAGE FINANCIAL SERVICES, INC.
October 17, 2003 - May 12, 2006
AMERITAS INVESTMENT COMPANY, LLC
March 11, 2003 - October 1, 2003
BLUE VASE SECURITIES, LLC
January 7, 2000 - March 6, 2003
SCF SECURITIES, INC.
December 2, 1997 - January 4, 2000
WALL STREET FINANCIAL GROUP, INC.
November 3, 1993 - November 10, 1997
CENTAURUS FINANCIAL, INC.
December 15, 1992 - November 11, 1993
MARINER FINANCIAL SERVICES, INC.
June 30, 1992 - December 10, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 19, 1991 - December 31, 1991
CONSOLIDATED INVESTMENT SERVICES, INC.
September 22, 1986 - November 26, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SILBER BENNETT FINANCIAL, INC.
CRD#: 156435 / SEC#: , 8-68795
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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