Jeffrey Guy Labelle | Financial Professional | Sarasota, Florida | REALTA INVESTMENT ADVISORS, INC

Professional summary

Jeffrey Guy Labelle, who also goes by Jeff Labelle, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Sarasota, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffrey has worked at 18 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Labelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Guy Labelle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2024 - Present

REALTA INVESTMENT ADVISORS, INC

Office #1: 2033 Main Street Suite 103, Sarasota, FL 34237

RIA

CRD#: 134952

SARASOTA, FL

Past

October 31, 2022 - September 30, 2024

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

SARASOTA, FL

Past

January 3, 2020 - September 30, 2022

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Sarasota, FL

Past

July 25, 2018 - December 26, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

SARASOTA, FL

Past

July 23, 2018 - December 26, 2019

LPL FINANCIAL LLC

BD

CRD#: 6413

SARASOTA, FL

Past

September 8, 2016 - July 27, 2018

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Sarasota, FL

Past

August 24, 2012 - July 27, 2018

FIRST ALLIED SECURITIES, INC.

BD

CRD#: 32444

SARASOTA, FL

Past

December 14, 2009 - August 29, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

SARASOTA, FL

Past

August 23, 2007 - January 5, 2010

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

NAPLES, FL

Past

June 23, 2005 - September 18, 2007

SII INVESTMENTS, INC.

BD

CRD#: 2225

NAPLES, FL

Past

July 27, 2004 - June 24, 2005

SENTRA SECURITIES CORPORATION

BD

CRD#: 10249

PHOENIX, AZ

Past

October 13, 2003 - August 2, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SARASOTA, FL

Past

May 22, 2002 - August 2, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD

CRD#: 16164

PHILADELPHIA, PA

Past

October 6, 1999 - May 17, 2002

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

SARASOTA, FL

Past

October 4, 1999 - May 17, 2002

MORGAN KEEGAN & COMPANY, LLC

BD

CRD#: 4161

MEMPHIS, TN

Past

August 27, 1997 - June 8, 1999

LEGACY FINANCIAL SERVICES, INC.

BD

CRD#: 38697

PETALUMA, CA

Past

April 23, 1996 - September 3, 1997

WMA SECURITIES, INC.

BD

CRD#: 32625

DULUTH, GA

Past

October 20, 1993 - July 5, 1995

OMNI FINANCIAL SECURITIES, INC.

BD

CRD#: 29320

COLUMBUS, OH

Past

February 24, 1992 - September 2, 1993

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

WEEHAWKEN, NJ

Past

March 28, 1991 - December 5, 1991

MORGAN STANLEY DW INC.

BD

CRD#: 7556

PURCHASE, NY

Past

December 22, 1989 - March 5, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Past

September 29, 1987 - January 1, 1990

MORGAN STANLEY DW INC.

BD

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 10/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey G. Labelle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Guy Labelle's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA INVESTMENT ADVISORS, INC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

KOVACK ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

SII INVESTMENTS, INC.

SENTRA SECURITIES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

LEGACY FINANCIAL SERVICES, INC.

WMA SECURITIES, INC.

OMNI FINANCIAL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2016

Series 63

Date: 10/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

Similar Advisors